SHARE:
experience
| Variable | Question text | Label |
|---|---|---|
| ex001 | Have you ever worked with a financial professional who recommended investments or investment strategies (or gave you other advice) about how to invest your retirement savings? | ever worked with a financial professional who recommended investments or investment strategies |
| ex002 | Are you currently working with a financial professional to obtain recommendations or other advice about your retirement investments? | currently working with a financial professional to obtain recommendations |
| ex003 | Have you ever received advice from a financial professional about moving funds from a workplace retirement savings program (such as, for example, a 401(k) plan) into an IRA or an annuity? Moving funds from a workplace retirement savings program into an IRA or annuity is called a “rollover.” | ever received advice from financial professional about moving funds from workplace retirement savings progra |
| ex004 | Did the financial professional who provided you advice about a rollover recommend that you move funds out of your workplace retirement savings program? | recommend that move funds out of workplace retirement savings program |
| ex005 | I understood that the financial professional who recommended that I move my funds out of a workplace retirement savings program into an IRA or an annuity was required to make that recommendation in my best interest. | understood financial professional was required to make that recommendation in best interest |
| ex006a | I expect that the financial professional who provides recommendations or other advice will do so in my best interest. | expect financial professional provides recommendations or other advice in best interest |
| ex006b | I expected that the financial professional who provided recommendations or other advice would do so in my best interest. | expected financial professional provided recommendations or other advice in best interest |
| ex007a | I trust my financial professional to provide me recommendations or other advice that is in my best interest. | trust financial professional provide recommendations or other advice in best interest |
| ex007b | I trusted my financial professional to provide me recommendations or other advice that was in my best interest. | trusted financial professional provide recommendations or other advice in best interest |
| ex008a | I have confidence in my financial professional and the recommendations or other advice he/she provides me. | have confidence in financial professional and recommendations or other advice provides |
| ex008b | I had confidence in my financial professional and the recommendations or other advice he/she provided me. | had confidence in financial professional and recommendations or other advice provides |
| ex009 | Financial professionals who provide recommendations or other advice about retirement investments should be required to act in their client’s best interest. | financial professionals who provide recommendation required to act in client's best interest. |
| ex010 | Financial professionals who provide one-time recommendations or other one-time advice about retirement investments should be required to act in their client's best interest. An example of a one-time recommendation or advice is a recommendation to roll over funds from a workplace retirement savings program (such as, for example, a 401(k) plan) into an IRA or an annuity. | financial professionals one-time recommendations required to act in client best interest |
| ex011 | I expected that the financial professional who provided recommendations or other advice would do so as a fiduciary. | expected financial professional provided recommendations or other advice as fiduciary |